At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking.
At Capital One India, we are at the cutting edge of solving fundamental business problems using advanced data methodologies, statistics, and machine learning algorithms. We analyze data to derive valuable business insights, make decisions, and develop innovative and patentable products.
We are looking for a Principal Associate to handle the Risk Management activities with a demonstrated ability to work well in teams, develop new ideas, and take ownership of the initiatives. Would you like to work in a collaborative environment where your contributions are recognized and rewarded, all the while having a work-life balance? If so, opportunity for professional and personal fulfillment in a dynamic, progressive organization awaits you at Capital One!
As a Principal Associate, you will have dynamic responsibilities associated with Capital One India’s Risk Management team, helping to ensure a timely and accurate month-end risk reporting, in addition to managing Policy documents and in-house Six-Sigma based framework - forming an integral part of the job. You will also work with an outstanding team to implement the Risk Management framework and collaborate on recommended solutions.
Responsibilities
Data Governance
Develop, implement and maintain the organization’s data governance framework.
Define and enforce data ownership & stewardship responsibilities.
Ensure data quality, integrity and security in compliance with internal policies and external regulations. (e.g. GDPR, CCPA)
Work with IT and business stakeholders to identify data issues and recommend improvements
Monitor and report on data governance metrics and compliance.
Work with Tech, business, and other relevant teams to address technology risks
Communicate risk information and recommendations to stakeholders
Provide training and support to employees on risk management practices
Support the design, implementation, and maintenance of processes and solutions to facilitate technology risk identification, analysis, and management
Act as a central point of contact for your line of business to the rest of Capital One’s Technology Risk Management
Serve as an expert in Capital One’s Tech Risk capabilities, solutions, policies, procedures and standards
Provide ad hoc support on special Tech Risk hot topics for the business
Provide regular updates to executive leadership with your line of business on the overall Tech health and risk environment
Work with line of business leadership to anticipate their objectives and needs to better serve line of business
Manage the India Risk Management team consisting of Risk and Assurance activities to ensure
Timely completion of all activities
Adequate cross training and backup
Completion of asks from India Leadership
Strategic planning for the Risk Management function
PSP - Governance (Policies, Standards & Procedures)
Review and ensure compliance with the Enterprise Policy Program standard
Report on creation of new documents, renewals/ expiry of existing documents and Standard Adherence Assessment conducted by CPO (Corporate Policy Office)
Maintain repository of India wide documents
Influence updates to policies, standards to enhance risk management activities
Maintain Risk Management PSPs and SOPs and draft new documents as the team expands the scope of work
Corporate Insurance
Renew and maintain following Insurance Policies
Worker’s Compensation (WC)
Property Insurance
Directors and Officers Liability (D&O)
Commercial General Liability (CGL)
Coordinate with Insurance Broker and facilitate claims
Physical Records
Facilitate storage and transport of physical records via third party
Maintain Inventory Index to track the data and retention requirements by Law
Internal Audit
Finalize the vendor to conduct annual Internal Audit
Draft the scope and IA calendar
Coordinate with Internal teams and facilitate the IA
Assist in timely closure of observations/ recommendations
Report the status and details of observations to LT
Prepare the Risk reports at India site level risk in the Enterprise Risk Management framework including key topics like
Phishing drill report to Leadership Team (LT)
Bi-annual Official Records (non-HR GDrive) certification and reporting to Risk Head
Quarterly Sensitive Data Assessment and reporting to Risk Head
Monthly Hard Disk Drive (HDD) remediation report to LT
Monthly Iron Mountain document storage to File manages, respective LTs
Constantly work with US Risk Office and Tech Risk teams to expand the scope of Risk Reporting
Prepare Assurance Reports including
Monthly Controls execution report to owners & relevant LT
Coordinate with Capital One US teams and India support teams to report status on:
IA TPM
ABAC
BCP testing
Standard Adherence Assessment
Statutory Audit
Work closely with LT to maintain artefacts (like Vision, Roadmap, etc) in the internal portal for SLQ2CQ (Capital One internal Lean - Six Sigma based framework)
Present the Risk and Assurance reports to LT in the following forums:
Monthly Business Review (MBR) - chaired by India head, US Risk Office head and US Legal head
Quarterly Risk, Legal & Tech Committee - chaired by India head, US Risk Office head, US Legal head and US Tech Head
Ideate and implement Risk Management framework across Risk Taxonomy and refresh framework based on evolving business needs/ risks
Partner with other Risk Management functions across the company and cross functional teams to conduct Process Level Assessments
Maintain relationships with key stakeholders to ensure timely delivery of commitments
About You
You have a desire to work in a very fast moving, forward leaning, modern computing environment
You have a deep passion for Securing modern computing platforms
You have a strong desire to continually learn about new technologies
You possess strong conceptual thinking and communication skills
You are able to work well under minimal supervision
You are a demonstrated leader with team-oriented interpersonal skills and the ability to interface effectively with a broad range of people and roles, including upper management, IT leaders, and technology vendors
You maintain calmness and clarity of thought under pressure and ability to maintain confidentiality
You have a deep understanding of strategic business objectives and the ability to drive results toward those objectives
Basic Qualifications
Strong understanding of IT infrastructure, systems, and applications.
Bachelor's degree in Engineering
5-7 years of overall experience
3+ years of experience in
providing guidance and oversight of Security concepts
performing security risk assessments and security architecture reviews
Architecture, software design, networking, and Cloud infrastructure
Professional certifications, such as AWS Certified Solutions Architect or similar
Preferred Qualifications
Experience utilizing Agile methodologies
Experience with Software Security Architecture and Application Security
Financial services industry experience
Good communication skills - Verbal, written and presentation
No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com
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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).